Disclosures
“Superior Planning” is the trade name under which Superior Planning, LLC (dba Superior Planning Wealth Management & Family Office) (SPWMFO), BSA Financial Network & Insurance Services, Inc. (dba Superior Planning Financial Solutions (SPFS) [fka CALPRO Network Financial]) provide investment advisory, financial, and insurance services. SPWMFO and SPFS are related entities by virtue of common ownership and/or control.
Superior Planning, LLC dba Superior Planning Wealth Management & Family Office
Superior Planning, LLC (dba Superior Planning Wealth Management & Family Office) (SPWMFO) is an SEC registered investment advisor (CRD No. 130711) that offers financial planning programs and investment advisory services to clients. Registration as an investment advisor does not imply any level of skill or training. Advisory services are only offered in jurisdictions where the firm is registered, notice filed, exempt, or excluded from such requirements. Additional investment advisory services offered through Carmel Capital Partners, LLC (CCP), an SEC registered investment advisor (CRD No. 123907), for select clients.
For additional information regarding Superior Planning, LLC, please go to our IAPD website to download: Superior Planning, LLC Form ADV Part 2A and/or Superior Planning, LLC ADV Part 3 (Form CRS)
Superior Planning, LLC Privacy Policy
Carmel Capital Partners, LLC Form ADV Part 2A and Carmel Capital Partners, LLC Part 3 (Form CRS) are located at their firm’s IAPD website.
BSA Financial Network & Insurance Services, Inc. dba Superior Planning Financial Solutions (fka CALPRO Network Financial)
BSA Financial Network & Insurance Services, Inc. (dba Superior Planning Financial Solutions (SPFS) [fka CALPRO Network Financial]) provides securities and investment advisory services offered through PlanMember Securities Corporation (PSEC), a registered broker-dealer, investment advisor, and member FINRA/SIPC (CRD No. 111869). SPFS and PSEC are independently owned and operated. Investments in securities involves the risk of loss, including the risk of loss of principal, that clients should be prepared to bear. Past performance is not indicative of future results. SPFS nor any of its representatives or agents give legal or tax advice. For complete details, consult with your tax consultant or attorney.
Joe Bauers, AIF® California Insurance License: 0D48460 Kyle Smith California Insurance License: 0I38303 James Gates California Insurance License: OB85425 Ashley Gagne, CFP® California Insurance License: 0H21805 Juan G Garza II California Insurance License: 0N15161 Michael George, CFP® California Insurance License: 0I50656 Louis Lange California Insurance License: 4210260 Patrick Bowers California Insurance License: 4058525 Heather Ring, CFP® CA Insurance License: 0I08316 & CO Insurance License: 610168
Links are provided for your information only. PSEC and SPFS do not endorse, nor accept any responsibility for the content, products and/or services provided at non-PSEC or SPFS sites. Some information contained on these site(s) are provided by third parties. We do not independently verify this information, nor do we guarantee its accuracy or completeness.
Get important facts about an investment professional’s background: FINRA BrokerCheck and CA Insurance License Lookup.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements
The links and the information being provided is strictly as a courtesy. When you link to any of the websites provided above, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. We do not endorse, nor accept any responsibility for the content, products and/or services provided by any third party website. When you access one of these websites, you assume total responsibility and risk for your use of the websites you are linking to. We do not independently verify any information given by any third party website.
Investment Advisor Disclosure Documents
PlanMember Securities Corporation Disclosures | CCPA Personal Data Request
Privacy Policy
This privacy notice discloses the privacy practices of Superior Planning, LLC (dba Superior Planning Wealth Management & Family Office) (SPWMFO), BSA Financial Network & Insurance Services, Inc. (dba Superior Planning Financial Solutions (SPFS) [fka CALPRO Network Financial]). This privacy notice applies solely to information collected by this website. It will notify you of the following:
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What personally identifiable information is collected from you through the website, how it is used, and with whom it may be shared.
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What choices are available to you regarding the use of your data.
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The security procedures in place to protect the misuse of your information.
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How you can correct any inaccuracies in the information.
Information Collection, Use, and Sharing
We are the sole owners of the information collected on this site. We only have access to/collect information that you voluntarily give us via email or other direct contact from you. We will not sell or rent this information to anyone.
We will use your information to respond to you, regarding the reason you contacted us. We will not share your information with any third party outside of our organization, other than as necessary to fulfill your request.
Unless you ask us not to, we may contact you via email in the future to tell you about specials, new products or services, or changes to this privacy policy.
Your Access to and Control Over Information
You may opt out of any future contacts from us at any time. You can do the following at any time by contacting us via the email address or phone number given on our website:
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See what data we have about you, if any.
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Change/correct any data we have about you.
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Have us delete any data we have about you.
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Express any concern you have about our use of your data.
Security
We take precautions to protect your information. When you submit sensitive information via the website, your information is protected both online and offline.
Wherever we collect sensitive information (such as credit card data), that information is encrypted and transmitted to us in a secure way. You can verify this by looking for a lock icon in the address bar and looking for “https” at the beginning of the address of the Web page.
While we use encryption to protect sensitive information transmitted online, we also protect your information offline. Only employees who need the information to perform a specific job (for example, billing or customer service) are granted access to personally identifiable information. The computers/servers in which we store personally identifiable information are kept in a secure environment.
Cookies
We use “cookies” on this site. A cookie is a piece of data stored on a site visitor’s hard drive to help us improve your access to our site and identify repeat visitors to our site. For instance, when we use a cookie to identify you, you would not have to log in a password more than once, thereby saving time while on our site. Cookies can also enable us to track and target the interests of our users to enhance the experience on our site. Usage of a cookie is in no way linked to any personally identifiable information on our site.
Some of our business partners may use cookies on our site (for example, our web service company). However, we have no access to or control over these cookies.
If you feel that we are not abiding by this privacy policy, you should contact us immediately via telephone at 619-260-0155 or 858-546-1046.
PlanMember Services Consumer Privacy Statement
Superior Planning Financial Solutions and PlanMember Securities Corporation are independently owned and operated. PlanMember Securities maintains a separate Privacy Policy Statement.